Sipes v. Seymour

No. 739
Decided Circuit Court of Appeals, Eighth Circuit
Disposition
affirmed
full scope · unanimous
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Court
Circuit Court of the United States for the District of Colorado
Decided
Judge
SANBORN, Circuit Judge
Posture
Judgment based on peremptory instruction to jury to return verdict for defendants
Plaintiff in error (1)
William B. Sipes
T. A. Green
v.
Defendants in errors (3)
J. Fenton Seymour, Ellen R. Seymour, and William G. Pell
Willard Teller, H. M. Orahood, E. B. Morgan

Overview

The judgment below is affirmed, with costs.

Case summary

William B. Sipes sued J. Fenton Seymour, Ellen R. Seymour, and William G. Pell to recover a $600,000 commission for the sale of the Slide Mine, alleging a contract made in 1881. The trial court directed a verdict for the defendants via peremptory instruction to the jury. On appeal, the Circuit Court of Appeals affirmed, holding that Sipes failed to produce sufficient evidence on essential elements: ownership of the mine, Seymour's agency authority, and a sale under the contract. The court also found no reversible error in the rejection of a bill of complaint from another suit (not in the record) or in the rejection of depositions and testimony, as any error was harmless given the overall insufficiency of evidence.

Abstract

Plaintiff sued defendants to recover a commission for the sale of a mine under an alleged contract, but the trial court directed a verdict for defendants due to insufficient evidence on essential elements including ownership, agency authority, and completion of the sale. On appeal, the court affirmed, finding no reversible error in evidentiary rulings as any potential issues were harmless given the overall failure of proof. The judgment was affirmed with costs.

Opinion of the court

Majority
opinion
SANBORN, Circuit Judgejoined by CALDWELL, THAYER
  • Directed verdict proper when evidence insufficient to support plaintiff's case
  • Appellant must include challenged evidence in bill of exceptions for review
  • Error without prejudice is not grounds for reversal

Jurisdiction

not challenged
Subject matter
Error to the Circuit Court of the United States for the District of Colorado
Jurisdictional facts
  • Writ of error challenging judgment based on peremptory instruction to jury

Procedural posture

Posture at trial
Judgment based on peremptory instruction to jury to return verdict for defendants
Posture on appeal
Direct appeal via writ of error
Preserved issues
  • Rejection of offered evidence (bill of complaint, depositions, testimony)

Legal categories

Business

Case record

Full case name
SIPES v. SEYMOUR et al.
Docket number
No. 739
Court
Circuit Court of Appeals, Eighth Circuit
Trial court
Circuit Court of the United States for the District of Colorado
Decided
Opinion author
SANBORN, Circuit Judge
Opinion type
published
Precedential status
precedential
Judges on panel
CALDWELLSANBORNTHAYER

Issues & holdings

3
Issues raised
3
affirmed
3
Holdings
Standard of review

Not explicitly stated, but implied de novo review of sufficiency of evidence

Disposition rationale

No evidence to support essential elements of plaintiff's case

Preservation

Issue preserved for review

Standard of review

Abuse of discretion

Disposition rationale

Bill not embodied in bill of exceptions; presumption of correctness

Preservation

Issue preserved for review

Standard of review

Abuse of discretion

Disposition rationale

Even if admitted, evidence insufficient to warrant jury submission; error without prejudice

Preservation

Issue preserved for review

Holdings of the court

Directed verdict
Trial court properly directed verdict for defendants because plaintiff failed to produce sufficient evidence on essential elements
Plaintiff needed evidence on ownership, agency, and sale under contract; no evidence supported any element
unanimousbinding precedent
Rejection of bill of complaint
No error in rejecting bill of complaint as evidence because it was not embodied in bill of exceptions
Appellant must present evidence challenged; presumption of correctness without it
unanimousbinding precedent
Rejection of depositions and testimony
Any error in rejecting depositions and testimony was harmless because evidence would not have changed outcome
Even if admitted, evidence insufficient to warrant jury submission; error without prejudice not grounds for reversal
unanimousbinding precedent

Error analysis

  • Trial court erred in directing verdict for defendants — procedural · no error foundNot applicable · not applicable
  • Trial court erred in rejecting bill of complaint as evidence — evidentiary · no error foundNot applicable · not applicable
  • Trial court erred in rejecting depositions and testimony — evidentiary · error foundEven if admitted, evidence insufficient to warrant jury submission · harmless

Burden of proof

Prosecution burden
Not applicable (civil case)
Defence burden
Not applicable
Burden met
false

Standards of review

  • Sufficiency of evidence for directed verdict — de novo Court examines whether evidence warranted jury finding
  • Rejection of evidence — abuse of discretion Review of trial court's evidentiary rulings

Timeline

4
Events
5,362
Days, incident to ruling
—
Span
factual eventcited in opinion

Alleged contract made between J. Fenton Seymour and William B. Sipes for commission on sale of Slide Mine

Basis for Sipes' claim to commission

J. Fenton Seymour · William B. Sipes
filingcited in opinion

Sipes brought action in circuit court against Seymour et al. to recover commission

Initiates lawsuit

William B. Sipes · J. Fenton Seymour · Ellen R. Seymour · William G. Pell trial court
trial eventcited in opinion

Trial court gave peremptory instruction to jury to return verdict for defendants

Outcome: Verdict for defendants

Basis for appeal

Trial court · Jury trial court
appeal eventcited in opinion

Circuit Court of Appeals affirmed judgment below

Outcome: Affirmed

Final disposition

Circuit Court of Appeals appellate court

Facts & evidence

Incident

Date
December 19, 1881
Location
Boulder county, Colo.

Key facts

6 facts
  1. Sipes brought action in 1890 to recover $600,000 commission for sale of Slide Mine
  2. Alleged defendants owned mine on December 19, 1881
  3. Alleged J. Fenton Seymour was authorized agent of Ellen R. Seymour and William G. Pell to negotiate sale
  4. Alleged Seymour concealed agency and made contract in own name to pay Sipes 10% commission on sale proceeds
  5. Alleged Seymour made sale for cash and stock certificates, yielding $600,000 commission
  6. Defendants denied ownership, agency, and sale

Procedural history

3 steps
  1. Action brought in 1890 in circuit court
  2. Trial court directed verdict for defendants via peremptory instruction to jury
  3. Plaintiff appealed via writ of error

Evidence in the record

Testimonial
  • Depositions and testimony of various witnesses (rejected)
Documentary
  • Bill of complaint from another suit (rejected)
Challenged
  • Evidence type: Bill of complaint from another suit · Challenge basis: Relevance and materiality to issues · Trial court ruling: excluded · Reasoning: Held to contain no proof material to issues · Challenged on appeal: true · Appellate outcome: affirmed
  • Evidence type: Depositions and testimony of various witnesses · Challenge basis: Relevance and sufficiency · Trial court ruling: excluded · Reasoning: Not detailed, but court found insufficient to change outcome · Challenged on appeal: true · Appellate outcome: affirmed

Jury

Verdict
For defendants
Verdict date
Not specified
Jury instructions given
  • Peremptory instruction to return verdict for defendants

Objects of relevance

Slide Mine (mining property in Boulder county, Colo.)Certificates of shares of stock (part of alleged sale proceeds)

Authorities

Cited authorities (4)

Railway Co. v. Hoedling’s Adm’r, 10 U. S. App. 422, 3 C. C. A. 429, and 53 Fed. 61
followedprecedent
Duty of trial court to direct verdict when evidence insufficient
U. S. v. Patrick, 20 C. C. A. 11, 73 Fed. 800
followedprecedent
Presumption of correctness without evidence in record
U. S. v. Shapleigh, 12 U. S. App. 26, 45, 4 C. C. A. 237, 248, and 54 Fed. 126, 137
followedprecedent
Error without prejudice not grounds for reversal
Lancaster v. Collins, 115 U. S. 222, 227, 6 Sup. Ct. 33
followedprecedent
Error without prejudice not grounds for reversal

Related cases (3)

Railway Co. v. Hoedling’s Adm’r, 10 U. S. App. 422, 3 C. C. A. 429, and 53 Fed. 61
precedent
Cited for duty to direct verdict when evidence insufficient
U. S. v. Patrick, 20 C. C. A. 11, 73 Fed. 800
precedent
Cited for presumption of correctness without evidence in record
U. S. v. Shapleigh, 12 U. S. App. 26, 45, 4 C. C. A. 237, 248, and 54 Fed. 126, 137
precedent
Cited for principle that error without prejudice is no ground for reversal

Statutes

  • Rule 24 of circuit court of appeals (11 C. C. A. lxxxviii., 47 Fed. xi., and 12 Sup. Ct. xi.)

Standards & doctrines

  • Harmless error doctrine
  • Presumption of correctness for trial court without record evidence

Legal principles applied

  • Duty to direct verdict when evidence insufficient
  • Error without prejudice not grounds for reversal
  • Appellant must present challenged evidence for review
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Entities and documentation
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Action type
affirmed
Target
trial court judgment
Appealed from
Circuit Court of the United States for the District of Colorado
Context
Judgment based on peremptory instruction to jury affirmed due to insufficient evidence
Scope
full
Disposition vote
unanimous
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