Whitelaw v. United States

No. 24
Decided Circuit Court of Appeals, Ninth Circuit
Disposition
reversed and remanded
full scope · 2-1
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Court
District Court of the United States for the District of Alaska
Decided
Judge
HAWLEY, District Judge
Posture
Decree forfeiting schooner La Ninfa for unlawful sealing
Defendant vessel owner (1)
LA NINFA. WHITELAW
Page & Eells
v.
Plaintiff (1)
UNITED STATES
Chas. A. Garter

Overview

The decree of the district court is reversed, and the cause remanded, with instructions to the district court to dismiss the libel.

Case summary

This admiralty appeal concerns the forfeiture of the schooner La Ninfa for allegedly killing fur seals in Behring Sea in violation of U.S. statutes. The vessel killed seals about 10 miles from Alaska's shores in July 1891. The district court forfeited the vessel under Revised Statutes §1956 and the 1889 act extending it to 'all the dominion of the United States in the waters of Behring Sea.' The Circuit Court of Appeals reversed, holding that an 1893 arbitration award between the U.S. and Great Britain settled that the U.S. has no exclusive jurisdiction in Behring Sea beyond the three-mile territorial limit. The award, accepted by treaty, became supreme law and constrains statutory interpretation: §1956 applies only within three miles of Alaska. U.S. citizens may rely on the award equally with British subjects. The dissent by Judge McKenna is noted.

Abstract

This admiralty appeal challenged the forfeiture of a schooner for killing fur seals in the Behring Sea beyond Alaska's shores, based on statutes claiming U.S. dominion over those waters. The lower court ordered forfeiture, but the appellate court reversed, holding that a prior arbitration award with Great Britain, incorporated into a treaty as supreme law, limited U.S. jurisdiction to the three-mile territorial limit and constrained statutory application. The case was remanded with instructions to dismiss the libel.

Opinion of the court

Majority
opinion
HAWLEY, District Judgejoined by GILBERT, Circuit Judge
  • Arbitration award definitively settled U.S. jurisdiction in Behring Sea extends only three miles from shore
  • Award is binding supreme law that constrains statutory interpretation
  • §1956 and 1889 act apply only to waters within three-mile limit
  • U.S. citizens have same rights under award as British subjects

Dissenting opinions

1
Dissenting McKE-NNA, Circuit Judge

Jurisdiction

not challenged
Subject matter
Admiralty appeal from district court decree forfeiting vessel
Jurisdictional facts
  • Appeal from district court for district of Alaska
  • Forfeiture decree under Revised Statutes §1956

Procedural posture

Posture at trial
Decree forfeiting schooner La Ninfa for unlawful sealing
Posture on appeal
Direct appeal in admiralty
Preserved issues
  • Interpretation of §1956 and 1889 act regarding jurisdiction in Behring Sea
  • Application of arbitration award to statutory construction

Legal categories

EnvironmentalCriminal

Case record

Full case name
LA NINFA. WHITELAW v. UNITED STATES.
Docket number
No. 24
Court
Circuit Court of Appeals, Ninth Circuit
Trial court
District Court of the United States for the District of Alaska
Trial court judge
Not specified in text
Decided
Opinion author
HAWLEY, District Judge
Opinion type
published
Precedential status
precedential
Judges on panel
McKEXbTAGILBERTHAWLEY

Issues & holdings

2
Issues raised
1
reversed
1
affirmed
3
Holdings
Standard of review

de novo

Disposition rationale

Arbitration award settled U.S. has no jurisdiction beyond three-mile limit; statute must be construed accordingly

Preservation

Issue preserved for review

Standard of review

de novo

Disposition rationale

Award applies equally to U.S. and British citizens; no distinction in statute

Preservation

Issue preserved for review

Holdings of the court

Jurisdiction of United States in Behring Sea under §1956 and 1889 act
U.S. has no exclusive jurisdiction in Behring Sea outside three-mile limit; §1956 and 1889 act apply only to waters within three miles of Alaska shores
Arbitration award under treaty with Great Britain settled that Russia never asserted exclusive jurisdiction beyond territorial waters; U.S. succeeded only to those rights; award is binding as supreme law
2-1binding precedent
Rights of U.S. citizens under arbitration award
U.S. citizens have same right to rely on award as British subjects regarding sealing rights
Treaty of arbitration involved 'rights of citizens and subjects of either country'; award applies equally; no statutory distinction
2-1binding precedent
Effect of arbitration award on courts
Award under treaty where nations agree to accept decision as final settlement becomes supreme law binding on courts like statute
Treaty is law of land; court must give effect to latest sovereign will; award supersedes prior governmental contentions
2-1binding precedent

Error analysis

  • District court erred in interpreting §1956 and 1889 act to apply to Behring Sea beyond three-mile limit — legal · error foundError not harmless; forfeiture based on incorrect jurisdictional interpretation · not harmless

Statutory interpretation

2
Statute
Revised Statutes §1956
Question
Meaning of 'within the limits of Alaska territory, or in the waters thereof'
Court's reading
Limited to waters within three miles of Alaska shores, per arbitration award
Canons applied
Latest expression of sovereign will (treaty award controls)Harmonization with international law
Statute
Act of March 2, 1889
Question
Meaning of 'all the dominion of the United States in the waters of Behring Sea'
Court's reading
Limited to dominion as defined by arbitration award: three-mile territorial waters
Canons applied
Legislative history shows Congress left boundary question openTreaty as later supreme law governs

Standards of review

  • Interpretation of statutes and treaty award — de novo Questions of law regarding statutory construction and treaty interpretation reviewed de novo

Timeline

7
Events
275
Days, incident to ruling
—
Span
factual eventcited in opinion

Schooner La Ninfa sailed from San Francisco on whaling, walrusing, hunting, fishing voyage to North Pacific and Arctic Oceans

Beginning of voyage that led to sealing in Behring Sea

Captain Worth · Crew of La Ninfa San Francisco, California
procedural eventcited in opinion

President issued proclamation pursuant to Modus Vivendi agreement with British government

Established warning against sealing in Behring Sea

President of United States
factual eventcited in opinion

Schooner La Ninfa passed into Behring Sea

Entry into contested waters

La Ninfa crew Behring Sea
factual eventcited in opinion

La Ninfa put out boats for first time in Behring Sea and brought in 14 fur seal skins

Alleged violation of sealing laws

La Ninfa crew Behring Sea, about 10 miles from St. Paul's island
factual eventcited in opinion

USS Thetis notified Captain Worth that 'sea was closed from sealing' and served copy of president's proclamation

Official warning given before seizure

Ensign Dodd · Captain Worth Behring Sea, about 30 miles off St. Paul's island
factual eventcited in opinion

USS Corwin seized La Ninfa for violation of proclamation and took her to Sitka for condemnation

Seizure leading to forfeiture proceedings

Officers of USS Corwin · Captain Worth Behring Sea, about 8 miles from St. Paul's island
procedural eventcited in opinion

District court decree forfeiting La Ninfa (49 Fed. 575)

Outcome: Forfeiture of vessel and skins

Trial court judgment appealed

trial court

Facts & evidence

Incident

Date
Location
Behring Sea, about 10 miles from St. Paul's island, Alaska

Key facts

8 facts
  1. Schooner La Ninfa fitted out for whaling, walrusing, hunting, fishing voyage
  2. Sailed from San Francisco April 1, 1891
  3. Entered Behring Sea July 3, 1891
  4. Killed 14 fur seals on July 6, 1891
  5. Warned by USS Thetis on July 7, 1891 about president's proclamation closing sea to sealing
  6. Had 19 seal skins on board when seized
  7. Seized by USS Corwin on July 14, 1891 for violating proclamation
  8. No evidence seals killed within one marine league of Alaska shore

Procedural history

3 steps
  1. District court decreed forfeiture of vessel and skins
  2. Found vessel engaged in killing fur seals in Behring Sea within Alaska waters in violation of §1956
  3. Appeal to Circuit Court of Appeals

Evidence in the record

Physical
  • 19 fur seal skins on board La Ninfa
Testimonial
  • Testimony of Ensign Dodd of USS Thetis about warning
  • Testimony of Captain Worth about sealing and whaling activities
Documentary
  • Ship's papers endorsed by Ensign Dodd
  • President's proclamation of June 15, 1891
  • Treaty of arbitration and award documents

Sentencing

Sentence imposed
Forfeiture of schooner La Ninfa and seal skins
Sentence type
mandatory
Sentence challenged on appeal
true

Objects of relevance

Schooner La Ninfa (American vessel seized)Fur seal skins (contraband evidence)USS Thetis and USS Corwin (U.S. Navy ships involved)

Authorities

Cited authorities (6)

143 U. S. 474, 12 Sup. Ct. 453
distinguisheddistinguished
In re Cooper: Supreme Court previously declined to decide Behring Sea jurisdiction as political question
at Not specified Conditions now existing are entirely different; award has settled question
11 Wall. 616-621
appliedprecedent
The Cherokee Tobacco: Political questions beyond judicial cognizance; redress with Congress
at Not specified Cited for principle but distinguished as question now settled by award
112 U. S. 580-598, 5 Sup. Ct. 254
followedquotedprecedent
Head Money Cases: Treaty is law of land, enforceable in courts like statute
at 112 U. S. 580-598 A treaty, then, is the law of the land, as an act of congress is
112 U. S. 536, 540, 565, 5 Sup. Ct. 255
followedprecedent
Chew Heong v. U. S.: Treaty enforcement in courts
at Not specified
119 U. S. 407-419, 7 Sup. Ct. 234
followedprecedent
U. S. v. Rauscher: Treaty enforcement in courts
at Not specified
49 Fed. 575
reversedlower court decision
District court decree forfeiting La Ninfa
at Not specified

Related cases (5)

In re Cooper, 143 U. S. 474, 12 Sup. Ct. 453
prior appeal
Supreme Court declined to decide Behring Sea jurisdiction, treating as political question pending negotiations
The Cherokee Tobacco, 11 Wall. 616-621
precedent
Cited for principle that political questions beyond judicial cognizance; redress with Congress
Head Money Cases, 112 U. S. 580-598, 5 Sup. Ct. 254
precedent
Cited for principle that treaty is law of land enforceable in courts like statute
Chew Heong v. U. S., 112 U. S. 536, 540, 565, 5 Sup. Ct. 255
precedent
Cited for treaty enforcement in courts
U. S. v. Rauscher, 119 U. S. 407-419, 7 Sup. Ct. 234
precedent
Cited for treaty enforcement in courts

Statutes

  • Revised Statutes §1956 (prohibits killing fur-bearing animals in Alaska and waters thereof)
  • Act of March 2, 1889 (extends §1956 to dominion of U.S. in Behring Sea)
  • Act of April 6, 1894 (to give effect to arbitration award)

Standards & doctrines

  • Political question doctrine (referenced but superseded by treaty)
  • Three-mile territorial limit (established by arbitration award)
  • Treaty supremacy over statute

Legal principles applied

  • Later treaty controls over earlier statute under supremacy clause
  • Courts must give effect to final settlement of international disputes
  • No distinction in statutory application between U.S. and foreign citizens
Index terms85
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Legal arguments
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Geo locations
Judges
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Procedural terms
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Entities and documentation
Legal actions
Action type
reversed and remanded
Target
District court decree forfeiting schooner La Ninfa
Appealed from
District Court of the United States for the District of Alaska
Context
Majority holds arbitration award limits U.S. jurisdiction to three-mile limit; forfeiture based on erroneous statutory interpretation
Scope
full
Further instructions
Remand with instructions to dismiss the libel
Disposition vote
2-1
Living organisms
Physical materials
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Judges
GilbertHawley
Courts
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