Olmsted v. A. H. Andrews & Co.

No. 157
Decided Circuit Court of Appeals, Seventh Circuit
Disposition
affirmed
full scope · unanimous
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Court
Circuit Court of the United States for the Northern District of Illinois
Decided
Judge
JENKINS, Circuit Judge
Posture
Decree dismissing bill of complaint for want of equity
Complainant/Patent holder (1)
OLMSTED
N. G. Gridley, L. M. Hopkins
v.
Alleged infringer (1)
A. H. ANDREWS & CO.
Bond, Adams, Pickard & Jackson

Overview

The decree of the Circuit Court dismissing the bill of complaint for want of equity is affirmed.

Case summary

This patent infringement case involved U.S. Patent No. 343,060 granted to S. E. Nutting for a map case designed to hold a single rolled map. The patent claimed a combination of a back piece, covering, and end pieces with the covering attached directly and extending over, in front of, and partially under the rolled map. Originally, the patent application claimed a self-closing feature using a round on the map's lower edge, but this claim was rejected by the Patent Office as anticipated by a prior patent for railway signals (Couch and Lamb, No. 181,912). Nutting acquiesced in the rejection and amended the claims. The trial court dismissed the infringement suit for want of equity. On appeal, the Circuit Court of Appeals affirmed, holding the patent void for lack of patentable invention. The court found the changes from prior map cases (holding a single map instead of several, portability, ornamental design) were matters of mechanical skill rather than inventive faculty. Additionally, the court held that after acquiescing in the rejection of the claim featuring the round, Nutting could not now construe the patent to include that feature. Even if invention were conceded, the patent would be so narrowly construed as to exclude infringement by the defendant's device.

Abstract

In this patent infringement suit over a map case design, the patentee originally claimed a self-closing feature using a round on the map's edge but acquiesced after rejection for anticipation by prior art, amending the claims to a combination of back piece, covering, and end pieces. The courts held the patent void for lack of invention, finding the changes from prior map cases—such as holding a single map, portability, and ornamental design—to be mere mechanical skill, and narrowly construed the claims to exclude the defendant's device even if invention were assumed. The dismissal for want of equity was affirmed on appeal.

Opinion of the court

Majority
opinion
JENKINS, Circuit Judgejoined by BUNN, District Judge, GROSSCUP, District Judge
  • No patentable invention in Nutting's map case changes from prior art
  • Applicant cannot construe patent to include feature after acquiescing in its rejection
  • Patent would be narrowly construed even if invention found, excluding infringement

Jurisdiction

not challenged
Subject matter
Patent infringement suit under federal patent law
Jurisdictional facts
  • Suit brought to restrain alleged infringement of U.S. patent No. 343,060
  • Appeal from decree dismissing bill of complaint for want of equity

Procedural posture

Posture at trial
Decree dismissing bill of complaint for want of equity
Posture on appeal
Direct appeal from final judgment
Preserved issues
  • Patent validity (novelty/invention)
  • Infringement

Legal categories

Business

Case record

Full case name
OLMSTED v. A. H. ANDREWS & CO.
Docket number
No. 157
Court
Circuit Court of Appeals, Seventh Circuit
Trial court
Circuit Court of the United States for the Northern District of Illinois
Decided
Opinion author
JENKINS, Circuit Judge
Opinion type
published
Precedential status
precedential
Judges on panel
JENKINS, Circuit JudgeBUNN, District JudgeGROSSCUP, District Judge

Issues & holdings

2
Issues raised
2
affirmed
3
Holdings
Standard of review

de novo

Disposition rationale

No patentable invention found; changes were mere mechanical skill, not inventive faculty

Preservation

Issue preserved for review

Standard of review

de novo

Disposition rationale

Even if invention conceded, patent must be so narrowly construed as to exclude infringement

Preservation

Issue preserved for review

Holdings of the court

Patentability of Nutting's map case
Patent No. 343,060 is void for want of patentable invention
Changes from prior art (single map vs. multiple maps, portability, ornamental design) constitute mechanical skill, not inventive faculty; no new mode of operation or effect not before produced
unanimousbinding precedent
Construction of patent claims after rejection of original claim
Patent claim cannot be construed to include the round (self-closing feature) after applicant acquiesced in rejection of claim where round was essential feature
Applicant who acquiesces in rejection of claim with particular device as essential feature cannot later insist allowed claim be construed to include that device
unanimousbinding precedent
Infringement
Even if invention were conceded, patent must be so narrowly construed as to exclude infringement
In view of prior art, any valid invention would be very narrow; defendant's device, while not strikingly different, does not infringe under narrow construction
unanimousbinding precedent

Error analysis

  • Trial court erred in dismissing bill for want of equity, finding no patentable invention — evidentiary · no error foundNot applicable as no error found · not applicable

Statutory interpretation

1
Statute
U.S. Patent laws
Question
What constitutes patentable invention versus mere mechanical skill
Court's reading
Invention requires original thought or inventive skill, not mere mechanical change of what was old; changes in form, juxtaposition of parts, or external relations without new mode of operation or effect not before produced do not constitute invention
Canons applied
Plain meaningPrecedent

Standards of review

  • Patent validity and infringement — de novo Legal questions of patent validity and construction reviewed de novo

Timeline

3
Events
3,870
Days, incident to ruling
—
Span
factual eventcited in opinion

U.S. Patent No. 343,060 granted to S. E. Nutting for a map case

Patent at issue in infringement suit

S. E. Nutting
trial eventcited in opinion

Trial court dismisses bill of complaint for want of equity

Outcome: Dismissal

Final judgment appealed to Circuit Court of Appeals

trial court
appeal eventcited in opinion

Circuit Court of Appeals affirms trial court decree

Outcome: Affirmed

Final disposition of appeal

appellate court

Facts & evidence

Key facts

7 facts
  1. Patent No. 343,060 granted June 1, 1886 to S. E. Nutting for a map case
  2. Map case consists of rigid back piece, circular end pieces, single-piece covering attached to back and end pieces, covering extends over, in front of, and partially under rolled map
  3. Round on lower edge of map closes opening when map is rolled up, protecting map from dust
  4. Patent originally claimed self-closing feature using round, but claim rejected by Patent Office as anticipated by Couch and Lamb patent (No. 181,912) for railway signals
  5. Nutting acquiesced in rejection and amended claims
  6. Final patent claim 1: combination of back piece, covering, and end pieces with covering attached directly and extending over, in front of, and partially under rolled map
  7. Defendant denied patentability, alleged anticipation by prior art, and denied infringement

Procedural history

3 steps
  1. Suit filed to restrain alleged patent infringement
  2. Trial court dismissed bill for want of equity
  3. Appeal taken to Circuit Court of Appeals

Evidence in the record

Physical
  • Map case device described in patent
Documentary
  • U.S. Patent No. 343,060 (Nutting)
  • File wrapper and contents showing claim rejections and amendments
  • Prior patents introduced as evidence: No. 68,463 (Coloney and Fairchild), No. 77,813 (Hagar), No. 130,050 (Highfield), No. 159,335 (Lilienberger), No. 181,912 (Couch and Lamb), No. 196,636 (Cushman), No. 301,102 (Horn), No. 325,337 (Hall)
Challenged
  • Evidence type: Patent claims · Challenge basis: Lack of novelty/anticipation by prior art · Trial court ruling: excluded · Reasoning: No patentable invention found · Challenged on appeal: true · Appellate outcome: affirmed

Objects of relevance

Map case with rigid back piece, circular end pieces, single-piece coveringRound on lower edge of map for self-closing

Authorities

Cited authorities (8)

132 U. S. 313
followedprecedent
Cited for principle that applicant who acquiesces in rejection of claim cannot later insist allowed claim be construed to include rejected feature
133 U. S. 360
followedprecedent
Cited for same principle regarding claim construction after rejection
135 U. S. 342
followedprecedent
Cited for same principle regarding claim construction after rejection
137 U. S. 258
followedprecedent
Cited for same principle regarding claim construction after rejection
146 U. S. 524
followedprecedent
Cited for same principle regarding claim construction after rejection
150 U. S. 38
followedprecedent
Cited for same principle regarding claim construction after rejection
113 U. S. 59
followedprecedent
Cited for principle that utility alone does not establish invention
148 U. S. 556
distinguisheddistinguished
Discussed but distinguished; court noted commercial success rule applies only in doubtful cases of invention

Statutes

  • U.S. Patent laws governing novelty and invention

Standards & doctrines

  • Doctrine that invention requires new mode of operation or effect not before produced
  • Rule that commercial success can tip scale only in doubtful cases of invention

Legal principles applied

  • Invention requires more than change of form or juxtaposition of parts; must introduce new mode of operation or effect not before produced
  • Commercial success alone does not establish invention absent doubt
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Entities and documentation
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Action type
affirmed
Target
trial court decree dismissing bill of complaint for want of equity
Appealed from
Circuit Court of the United States for the Northern District of Illinois
Context
Court affirmed dismissal, holding patent void for lack of invention and no infringement even if invention conceded
Scope
full
Disposition vote
unanimous
Search facets
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