Chisholm v. Abbott

No. 140
Decided Circuit Court of Appeals, First Circuit
Disposition
reversed and remanded
full scope · unanimous
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Court
District Court of the United States for the District of Massachusetts
Decided
Judge
PEE CUEIAM
Posture
District court held the Parker solely at fault
Defendants/Claimantss (2)
John Chisholm and William H. Thomas (claimants of the Horace B. Parker)
Edward S. Dodge, John J. Flaherty
v.
Plaintiffs/Libelantss (2)
William V. Abbott and others (owners of the schooner pilot boat D. J. Lawler)
Eugene P. Carver, Edward E. Blodgett

Overview

The petitions for leave to amend and for a certificate to the supreme court are denied. The litigation in this court should cease.

Case summary

This admiralty case involved a collision between the schooner Horace B. Parker and the schooner D. J. Lawler, resulting in the Lawler's loss. The district court held the Parker solely at fault. On appeal, the Circuit Court of Appeals reversed, finding the Parker's answer contained allegations about mist and the Lawler's failure to sound a fog horn, which constituted an admission that the Parker itself was bound to sound a fog horn and failed, making it at fault. The court remanded for equal division of damages. After this decision, the Parker's claimants sought to amend their answer to remove those allegations and petitioned to certify questions to the Supreme Court regarding the effect of the answer allegations. The appellate court denied both requests, holding no equity in the amendment application because the allegations were deliberately framed and insisted upon, and the case lacked peculiarities warranting Supreme Court certification.

Abstract

A schooner collision in admiralty resulted in one vessel's loss, with the district court finding the other solely at fault, but the appellate court reversed based on admissions in the answer regarding mist and failure to sound a fog horn, remanding for equal damages. The claimants sought to amend the answer to remove those allegations and petitioned for Supreme Court certification, but both were denied due to the deliberate framing of the allegations and lack of warrant for certification. The appellate court ordered litigation to cease.

Opinion of the court

Majority
opinion
PEE CUEIAMjoined by COLT, PUTNAM, NELSON
  • No equity in allowing amendment after adverse ruling based on deliberately framed allegations
  • Case presents no peculiarities justifying certification to Supreme Court even if power exists
  • Litigation should end

Jurisdiction

not challenged
Subject matter
Admiralty jurisdiction over collision case
Jurisdictional facts
  • Collision between schooners in navigable waters
  • Libel in rem filed in district court

Procedural posture

Posture at trial
District court held the Parker solely at fault
Posture on appeal
Direct appeal from district court decree
Preserved issues
  • Allegations in answer regarding mist and fog horn
  • Request to amend answer after appeal decision
  • Petition to certify questions to Supreme Court

Legal categories

Business

Case record

Full case name
THE HORACE B. PARKER. CHISHOLM et al. v. ABBOTT et al.
Docket number
No. 140
Court
Circuit Court of Appeals, First Circuit
Trial court
District Court of the United States for the District of Massachusetts
Decided
Opinion author
PEE CUEIAM
Opinion type
per curiam
Precedential status
precedential
Judges on panel
COLTPUTNAMNELSON

Issues & holdings

2
Issues raised
2
affirmed
2
Holdings
Standard of review

Equity discretion

Disposition rationale

No equity in application because allegations were framed with deliberation and insisted upon at hearing

Preservation

Issue preserved for review

Standard of review

Discretionary

Disposition rationale

Even if court has power to certify after judgment, case presents no peculiarities rendering such action appropriate

Preservation

Issue preserved for review

Holdings of the court

Admiralty pleading amendments after decision on appeal
Petition for leave to amend answer denied
Allegations were framed with deliberation and insisted upon at hearing; no equity in allowing amendment after adverse ruling based on those allegations
unanimousbinding precedent
Certifying questions to Supreme Court
Petition to certify questions denied
Even if court has power to certify after judgment, case presents no peculiarities making certification appropriate; litigation should cease
unanimousbinding precedent

Error analysis

  • Refusal to allow amendment of answer after appellate decision — procedural · no error foundNot applicable as no error found · not applicable
  • Refusal to certify questions to Supreme Court — procedural · no error foundNot applicable as no error found · not applicable

Standards of review

  • Leave to amend answer after appellate decision — abuse of discretion Court exercised equity discretion in denying amendment
  • Certifying questions to Supreme Court — abuse of discretion Court exercised discretionary power to deny certification

Timeline

2
Events
134
Days, incident to ruling
—
Span
appeal eventcited in opinion

Circuit Court of Appeals reversed district court decree and remanded with directions to enter decree dividing damages and costs equally

Outcome: Reversal and remand

Based on finding that answer's allegations about mist and fog horn constituted admission of fault by Parker

Admiralty pleading amendmentsEffect of allegations in answer
Circuit Court of Appeals · Appellants · Appellees appellate court
appeal eventcited in opinion

Circuit Court of Appeals denied petition for leave to amend answer and petition to certify questions to Supreme Court

Outcome: Denials affirmed

Ended litigation in appellate court, refusing post-judgment amendments and certification

Amendments after decision on appealCertifying questions to Supreme Court
Circuit Court of Appeals · Appellants · Appellees appellate court

Facts & evidence

Incident

Location
Navigable waters (implied from admiralty jurisdiction)

Key facts

5 facts
  1. Collision between fishing schooner Horace B. Parker and schooner pilot boat D. J. Lawler
  2. Lawler was sunk and lost
  3. Answer alleged 'heavy vapor or mist' and 'night was very thick'
  4. Answer charged Lawler failed to sound fog horn
  5. Appellate court found these allegations constituted admission Parker was bound to sound fog horn and failed

Procedural history

5 steps
  1. Libel filed in district court
  2. District court held Parker solely at fault
  3. Appeal to Circuit Court of Appeals
  4. Circuit Court reversed on January 9, 1896, remanded with directions to divide damages and costs equally
  5. Appellants then moved to amend answer and petitioned to certify questions to Supreme Court

Evidence in the record

Documentary
  • Answer in admiralty pleading containing allegations about mist and fog horn
Challenged
  • Evidence type: Allegations in answer regarding mist and fog horn · Challenge basis: Sought to be amended after appellate decision · Trial court ruling: admitted · Reasoning: Constituted admission of fault by Parker · Challenged on appeal: true · Appellate outcome: affirmed

Objects of relevance

Schooner Horace B. Parker (fishing vessel)Schooner D. J. Lawler (pilot boat)

Authorities

Cited authorities (1)

Watch Co. v. Robbins, 148 U. S. 266, 13 Sup. Ct. 594
distinguishedprecedent
Cited for proposition that court might have power to certify to Supreme Court after judgment
at 148 U. S. 266 Not directly quoted, but referenced regarding certification power

Related cases (1)

Watch Co. v. Robbins, 148 U. S. 266, 13 Sup. Ct. 594
prior appeal
Cited for power to certify to Supreme Court after judgment

Statutes

  • Admiralty rules regarding pleadings

Standards & doctrines

  • Equity discretion in amendment requests
  • Discretionary power to certify to Supreme Court

Legal principles applied

  • Allegations framed with deliberation cannot be lightly amended after adverse ruling
  • Certification to Supreme Court requires peculiar circumstances
Index terms55
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Entities and documentation
Legal actions
Action type
reversed and remanded
Target
district court decree holding Parker solely at fault
Appealed from
District Court of the United States for the District of Massachusetts
Context
On January 9, 1896, Circuit Court of Appeals reversed and remanded with directions to enter decree dividing damages and costs equally
Scope
full
Further instructions
Enter decree dividing damages and costs of both courts equally
Disposition vote
unanimous
Action type
denied
Target
petition for leave to amend answer
Appealed from
Circuit Court of Appeals
Context
Denied because allegations were framed with deliberation and insisted upon at hearing, with no equity in application
Scope
full
Disposition vote
unanimous
Action type
denied
Target
petition to certify questions to Supreme Court
Appealed from
Circuit Court of Appeals
Context
Denied even if court has power to certify after judgment, because case presents no peculiarities rendering such action appropriate
Scope
full
Disposition vote
unanimous
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