Pacific Trading Co. v. United States

No. 182
Decided Circuit Court of Appeals, Ninth Circuit
Disposition
reversed and remanded
full scope · unanimous
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Court
District Court of the United States for the District of Alaska
Decided
Judge
HAWLEY, District Judge
Posture
Decree of forfeiture entered against the schooner Alexander
Owner of the schooner Alexander (1)
PACIFIC TRADING CO.
Andros & Frank
v.
Plaintiff seeking forfeiture (1)
UNITED STATES
Chas. A. Garter

Overview

The decree of the district court is reversed, and the cause remanded, with instructions to the district court to dismiss the bill.

Case summary

This case involves an appeal from a decree of forfeiture of the schooner Alexander for killing sea otters and a fur seal in violation of section 1956 of the Revised Statutes. The district court found that killings occurred both within and beyond three miles of Alaska's shore. The Circuit Court of Appeals reversed, holding that under an arbitral award pursuant to a treaty between the United States and Great Britain, the United States lacks jurisdiction to prohibit such killings beyond three miles from shore, following the precedent of In Ninfa. The court remanded with instructions to dismiss the forfeiture action.

Abstract

The case concerns the forfeiture of a schooner for killing sea otters and a fur seal, with the district court finding violations both within and beyond three miles of shore. The appellate court reversed, ruling that an arbitral award under a treaty between the United States and Great Britain limits U.S. jurisdiction beyond three miles from shore, following precedent. The matter was remanded with instructions to dismiss the forfeiture action.

Opinion of the court

Majority
opinion
HAWLEY, District Judgejoined by iVloTvEKNA, GIL BEET
  • United States lacks jurisdiction beyond three miles from shore for prohibiting killing of fur-bearing animals
  • Follows In Ninfa precedent
  • Reverses forfeiture decree

Jurisdiction

not challenged
Subject matter
Appeal from a decree of forfeiture under federal statute
Jurisdictional facts
  • Appeal from District Court of Alaska
  • Case involves interpretation of federal statute and treaty

Procedural posture

Posture at trial
Decree of forfeiture entered against the schooner Alexander
Posture on appeal
Direct appeal from forfeiture decree
Preserved issues
  • Jurisdiction of United States to forbid killing of fur-bearing animals beyond three miles from shore

Subsequent history

Petition for rehearing
not filed

Legal categories

EnvironmentalCriminal

Case record

Full case name
THE ALEXANDER. PACIFIC TRADING CO. v. UNITED STATES.
Docket number
No. 182
Court
Circuit Court of Appeals, Ninth Circuit
Trial court
District Court of the United States for the District of Alaska
Decided
Opinion author
HAWLEY, District Judge
Opinion type
published
Precedential status
precedential
Judges on panel
iVloTvEKNAGIL BEETHAWLEY

Issues & holdings

1
Issues raised
1
reversed
1
Holdings
Standard of review

de novo

Disposition rationale

Based on arbitral award under treaty, United States lacks jurisdiction beyond three miles

Preservation

Issue preserved for review

Holdings of the court

Jurisdiction over killing of fur-bearing animals in Behring Sea
United States lacks jurisdiction to forbid killing of fur-bearing animals more than three miles from shore
Based on arbitral award under treaty between United States and Great Britain, as followed in In Ninfa
unanimousbinding precedent

Error analysis

  • District court asserted jurisdiction over killings beyond three miles from shore — jurisdictional · error foundNot applicable as error goes to jurisdiction · not harmless

Statutory interpretation

1
Statute
Section 1956 of the Revised Statutes, as amended March 2, 1889
Question
Geographic scope of jurisdiction over killing of fur-bearing animals
Court's reading
Limited to within three miles of shore based on treaty
Canons applied
Treaty supremacy

Burden of proof

Prosecution burden
Beyond a reasonable doubt for forfeiture
Burden met
false

Standards of review

  • Jurisdiction to enforce statute beyond territorial waters — de novo Legal interpretation of statute and treaty

Timeline

4
Events
1,120
Days, incident to ruling
—
Span
factual eventcited in opinion

Schooner Alexander killed two sea otters within 11 miles of Tugidak island shore

Basis for forfeiture claim under statute

Master, officers, and crew of the Alexander Near Tugidak island, Alaska
factual eventcited in opinion

Schooner Alexander killed one sea otter

Part of forfeiture claim

Master, officers, and crew of the Alexander Waters between Alaska peninsula and described line
factual eventcited in opinion

Schooner Alexander killed six sea otters and one fur seal

Part of forfeiture claim

Master, officers, and crew of the Alexander Waters between Alaska peninsula and described line
appeal eventcited in opinion

Circuit Court of Appeals reverses district court decree and remands with instructions to dismiss

Outcome: Reversed and remanded

Final disposition based on jurisdictional limits

Circuit Judges iVloTvEKNA, GIL BEET, District Judge HAWLEY appellate court

Facts & evidence

Incident

Location
Waters near Tugidak island, Alaska territory

Key facts

4 facts
  1. Schooner Alexander killed sea otters and a fur seal in June 1893
  2. Some killings occurred within 11 miles of shore
  3. Other killings occurred more than three miles from shore but within described coordinates
  4. Court found no animals were killed within four marine leagues of Alaska shore

Procedural history

2 steps
  1. District court entered decree of forfeiture
  2. Appeal taken to Circuit Court of Appeals

Evidence in the record

Direct
  • Court findings that animals were killed at specified dates and locations
Testimonial
  • Findings regarding actions of master, officers, and crew
Documentary
  • Court findings of fact

Objects of relevance

Schooner AlexanderSea otter peltsFur seal pelts

Policy considerations

  • Balancing conservation efforts with international treaty obligations

Authorities

Cited authorities (1)

In Ninfa, 75 Fed. 513
followedprecedent
Precedent establishing United States lacks jurisdiction beyond three miles from shore for prohibiting killing of fur-bearing animals

Related cases (1)

In Ninfa, 75 Fed. 513
prior appeal
Established jurisdictional limit of three miles

Statutes

  • Section 1956 of the Revised Statutes, as amended March 2, 1889

Standards & doctrines

  • Territorial jurisdiction limited to three miles from shore

Legal principles applied

  • Treaty provisions limit statutory jurisdiction

Notable quotes

“Upon the authority of that case the decree of the district court is reversed, and the cause remanded, with instructions to the district court to dismiss the bill.”
HAWLEY, District Judge — Conclusion of opinion applying In Ninfa precedent
Final disposition based on jurisdictional ruling
Index terms50
Summary terms
Legal mechanisms
Various actions
Various actors
Legal concepts
Legal outcomes
Legal issues
Legal procedures
Legal remedies
Legal evidence
Legal arguments
Legal defenses
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Legal procedural steps
Geo locations
Judges
Attorneys
Procedural terms
Substantive offenses
Entities and documentation
Living organisms
Physical materials
Legal actions
Action type
reversed and remanded
Target
Decree of forfeiture from district court
Appealed from
District Court of the United States for the District of Alaska
Context
Reversed based on lack of jurisdiction beyond three miles from shore, following In Ninfa
Scope
full
Further instructions
Dismiss the bill
Disposition vote
unanimous
Search facets
Parties
Judges
BeetHawley
Courts
Locations
Statutes cited