C. & A. Potts & Co. v. Creager

No. 4,244
Decided Circuit Court, S. D. Ohio, W. D.
Disposition
reversed
full scope · unanimous
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Court
Circuit Court, S. D. Ohio, W. D.
Decided
Judge
SAGE, District Judge
Posture
After remand from Supreme Court with interlocutory decree for injunction and accounting
Complainant/Plaintiff (1)
C. & A. Potts & Co.
v.
Defendant (1)
Frank P. Creager et al.

Overview

The decree will be for the defendants, as the complainants' patents are invalid due to anticipation by prior art.

Case summary

C. & A. Potts & Co. sued Frank P. Creager et al. for infringing patents on clay disintegrating machines. The trial court initially dismissed the bill, but the Supreme Court reversed and remanded. On remand, an interlocutory decree for injunction and accounting was entered. Complainants then petitioned for rehearing based on newly-discovered evidence of prior patents and uses. The rehearing was granted, and the court considered whether this new evidence anticipated the Potts patents. The court examined prior uses (Moore disintegrator, Rossi machine, Watson machine) and prior patents (Gregg, Mills, Dodson, Anderson, Cook), focusing on the Archenbronn apple-grinding mill. It found that the disintegration of clay was already known in the art, and adapting the Archenbronn mill by substituting steel bars for knives did not involve invention. Thus, the Potts patents were invalid due to anticipation, and the decree was entered for defendants.

Abstract

Plaintiffs sued defendants for infringing patents on clay disintegrating machines. After reversal and remand by the Supreme Court, an interlocutory decree for injunction and accounting was entered, but a rehearing based on newly-discovered evidence of prior patents and uses led to examination of prior art including various machines and patents. The court found the patents invalid due to anticipation, as clay disintegration was known and the claimed adaptation did not constitute invention, resulting in a decree for defendants.

Opinion of the court

Majority
opinion
SAGE, District Judge
  • New evidence of prior uses and patents shows clay disintegration was not novel.
  • Archenbronn apple-grinding mill anticipates Potts patent; substitution of bars for knives lacks invention.
  • Complainants are not pioneers in the art.
  • Prior art establishes anticipation, invalidating patents.

Jurisdiction

not challenged
Subject matter
Equity suit for patent infringement
Jurisdictional facts
  • Suit in equity for alleged infringement of patents

Procedural posture

Posture at trial
After remand from Supreme Court with interlocutory decree for injunction and accounting
Posture on appeal
Rehearing on new evidence
Preserved issues
  • Whether new evidence of prior patents and uses anticipates complainants' patent

Subsequent history

Petition for rehearing
filed and granted
Remand proceedings
Rehearing held on new evidence, decree entered for defendants.

Legal categories

Business

Case record

Full case name
C. & A. POTTS & CO. v. CREAGER et al.
Docket number
No. 4,244
Court
Circuit Court, S. D. Ohio, W. D.
Trial court
Circuit Court, S. D. Ohio, W. D.
Trial court judge
SAGE, District Judge
Decided
Opinion author
SAGE, District Judge
Opinion type
published
Precedential status
precedential
Judges on panel
SAGE, District Judge

Issues & holdings

1
Issues raised
1
reversed
2
Holdings
Standard of review

De novo consideration of new evidence

Disposition rationale

New evidence shows prior art anticipates complainants' patents, making them invalid.

Preservation

Issue preserved for review

Holdings of the court

Anticipation of Potts patent by prior art
Potts patent No. 322,393 is anticipated by prior state of the art, including the Archenbronn apple-grinding mill.
Disintegration and shredding of clay had been accomplished by prior machines (Moore, Rossi, Watson). Archenbronn mill, used for grinding apples, suggested adaptation to clay disintegrating. Substitution of steel bars for knives to achieve known result does not involve invention. Complainants are not pioneers in the art.
unanimousbinding precedent
Invention in adaptation to new use
No invention involved in adapting apple-grinding mill to clay disintegrating by substituting steel bars for knives.
Merely substituting steel bars for steel blades to accomplish known result (disintegrating clay) does not constitute patentable invention under Supreme Court precedent.
unanimousbinding precedent

Error analysis

  • Failure to consider prior art that anticipates patent — evidentiary · error foundNew evidence shows prior art existed, making patent invalid. · not harmless

Statutory interpretation

1
Statute
Patent law principles
Question
What constitutes patentable invention in adaptation to new use
Court's reading
No invention if merely substituting elements to achieve known result without novelty.
Canons applied
Plain meaningPrior art analysis

Burden of proof

Prosecution burden
Complainants must prove patent validity and infringement
Defence burden
Defendants must show anticipation by prior art
Burden met
false
Burden-shifting issues
  • Defendants presented new evidence shifting burden to show lack of novelty

Standards of review

  • Anticipation by prior patents and uses — de novo Court considers whether new evidence makes it clearly apparent that Supreme Court would have affirmed dismissal if evidence had been in original record.

Timeline

7
Events
4,150
Days, incident to ruling
—
Span
filingcited in opinion

Patent No. 322,393 issued to O. and A. Potts for improvements in clay disintegrating machines.

Basis of complainants' infringement suit.

Patent validity and anticipation
O. and A. Potts not applicable
filingcited in opinion

Patent No. 368,898 issued to O. and A. Potts for improvements in clay disintegrating machines.

Basis of complainants' infringement suit.

Patent validity and anticipation
O. and A. Potts not applicable
trial eventcited in opinion

Original decree dismissing bill entered by trial court.

Outcome: Bill dismissed

Initial ruling against complainants.

Patent infringement
Circuit Court, S.D. Ohio trial court
appeal eventcited in opinion

Supreme Court reversed and remanded with directions for further proceedings.

Outcome: Reversed and remanded

Supreme Court found for complainants initially.

Patent validity
Supreme Court supreme court
procedural eventcited in opinion

Interlocutory decree for injunction and accounting entered after remand.

Outcome: Injunction and accounting ordered

Temporary relief granted to complainants.

Patent infringement remedies
Circuit Court, S.D. Ohio trial court
motioncited in opinion

Complainants filed petition for rehearing based on newly-discovered evidence.

Outcome: Granted

Allowed consideration of new prior art evidence.

Anticipation by prior uses and patents
C. & A. Potts & Co. trial court
hearingcited in opinion

Rehearing held on new evidence of prior patents and uses.

Outcome: Decree for defendants

Court found patents invalid due to anticipation.

Patent validity and anticipation
SAGE, District Judge · Parties trial court

Facts & evidence

Key facts

5 facts
  1. Complainants hold patents for improvements in clay disintegrating machines (Nos. 322,393 and 368,898).
  2. Original decree dismissed the bill; Supreme Court reversed and remanded.
  3. On remand, interlocutory decree for injunction and accounting entered.
  4. Complainants petitioned for rehearing based on newly-discovered evidence of prior patents and uses.
  5. Rehearing granted to consider whether new evidence anticipates complainants' patent.

Procedural history

5 steps
  1. Original decree dismissing bill (44 Fed. 680).
  2. Supreme Court reversed and remanded (15 Sup. Ct. 194, 155 U.S. 597).
  3. Interlocutory decree for injunction and accounting entered.
  4. Petition for rehearing granted (71 Fed. 574).
  5. Rehearing on new evidence of prior patents and uses.

Evidence in the record

Direct
  • Testimony about Moore disintegrator used at Elizabethport, N.J., in 1878.
  • Testimony about Rossi's constructed disintegrator with steel bars on rolls.
  • Testimony about Watson machine for disintegrating clay.
  • Testimony about Archenbronn mill for grinding apples and its adaptation to clay.
Physical
  • Moore disintegrator with two sectional rolls and teeth.
  • Rossi machine with steel bars on rolls.
  • Watson machine with round teeth set in rows.
  • Archenbronn mill with cylinder and knives.
Testimonial
  • Witness Rossi's testimony on Moore, Rossi, and Watson machines.
  • Testimony on Archenbronn mill and its suggestion for clay use.
  • Testimony on Smith's model and machine development.
Documentary
  • Patents: Gregg (1867), Mills (1873), Gregg (1879), Dodson (1883), Anderson (1881), Cook (1874).
  • English publication on brick making (1878).
  • Potts patents Nos. 322,393 and 368,898.
Circumstantial
  • Evidence that prior machines accomplished shredding of clay.
  • Evidence that Archenbronn mill suggested idea for clay disintegrator to McKinley and Smith.
Challenged
  • Evidence type: Prior patents and uses · Challenge basis: Anticipation of complainants' patent · Trial court ruling: admitted · Reasoning: New evidence presented on rehearing to show lack of novelty. · Challenged on appeal: false · Appellate outcome: not applicable

Objects of relevance

Clay disintegrating machines with rolls and barsApple-grinding mill with cylinder and knives

Policy considerations

  • Encouragement of innovation vs. prevention of patents on obvious adaptations.

Authorities

Cited authorities (4)

44 Fed. 680
distinguishedprecedent
Original decree dismissing bill.
155 U.S. 597
distinguishedprecedent
Supreme Court reversal and remand.
71 Fed. 574
appliedprecedent
Granting of petition for rehearing.
Seymour v. Osborne, 11 Wall. 516
citedprecedent
Standard for disclosure in patents.

Related cases (4)

44 Fed. 680
prior appeal
Original decree dismissing bill
155 U.S. 597
prior appeal
Supreme Court reversed and remanded
71 Fed. 574
prior appeal
Petition for rehearing granted
Seymour v. Osborne, 11 Wall. 516
precedent
Cited for standard on disclosure in patents

Statutes

  • Patent laws governing validity and infringement

Standards & doctrines

  • Law of the case doctrine
  • Patent anticipation doctrine

Legal principles applied

  • Law of the case doctrine applied to rehearing
  • No invention in mere substitution to achieve known result

Notable quotes

“The opinion of the supreme court will, of course, be recognized as the law of the case; and unless the defendants, upon the matters suggested in the application for rehearing, can make a case radically different from that presented to the supreme court, the rehearing will not avail.”
SAGE, District Judge — Court's qualification in granting rehearing.
Sets standard for considering new evidence on rehearing.
“I am not able to see that the mere substitution of the steel bars for the steel blade, in order to accomplish a known result, i.e. the disintegrating and pulverizing of clay, involves invention.”
SAGE, District Judge — Analysis of Archenbronn mill as anticipation.
Key holding that adaptation lacks patentable invention.
Index terms68
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Entities and documentation
Legal actions
Action type
reversed
Target
Interlocutory decree for injunction and accounting
Appealed from
Prior Supreme Court decision
Context
On rehearing, court found patents invalid due to anticipation, reversing prior outcome.
Scope
full
Further instructions
Decree entered for defendants.
Disposition vote
unanimous
Action type
remanded
Target
Case from Supreme Court
Appealed from
Supreme Court
Context
Supreme Court remanded for further proceedings, leading to rehearing.
Scope
full
Further instructions
Directions for further proceedings in accordance with opinion.
Disposition vote
not specified
Physical materials
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Sage
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